The climb back

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The climb back

The climb back

By Research Desk

about 13 years ago

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SPT Investment Advisory Services Private Limited, having its registered office at A504, A Wing, Kohinoor Square, NC Kelkar Marg, Shivaji Park, Dadar (W), Mumbai 400 028, is a SEBI Registered Investment Advisor (SEBI Registration Number: INA000000326 valid till perpetuity (BASL Membership ID:1842)), owns and operates www.sptulsian.com. We have been operating this website since 2007 and got SEBI registration in 2013, when the Investment Advisor regulations were first introduced by SEBI. We provide purely listed stocks advisory services only, to our clients, through this website only, by charging Subscription/Membership Fees, as our Professional charges and do not offer any execution or distribution services, of any nature whatsoever to our clients. Clients are required to handle their funds on their own, with their respective stock brokers and they themselves are responsible for executing the trades at their own end. We do not have any affiliation with any other intermediaries and we do not advise any broker to our clients for executing their trades as well. Disciplinary History: SEBI has not imposed any penalties against the company or its directors for any economic offence and / or for violation of any securities laws, either in respect to advisory services being offered by us, or any other matter related to capital market, as on date. Disclosure: We have also not received any complaints in the past month regarding our services (refer table for data in SEBI prescribed format). Detailed information on Statutory Disclosure available on Terms of Use page. Stock prices data is sourced from BSE and is 5 mins delayed data. Detailed Terms and Conditions are available on https://www.sptulsian.com/terms-of-use. Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Number of Complaints

At the beginning of the month

Received during the month

Resolved during the month

Pending at the end of the month

Reasons for Pendency

0

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